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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-03-05 |
| NC | RA | APPROVED | 2024-11-14 |
| SC | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
32 N. Main Street Suite 302, Belmont, NC 28012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Charlotte | NC | 06/2012 | Present |
| Pruco Securities, Llc. | Charlotte | NC | 06/2012 | 11/2024 |
| Lpl Enterprise, Llc | Charlotte | NC | 11/2024 | Present |
1. 8/22/2024: See Joy Enterprises of NC; Business Owner; Owner distribution Italian Water Ice.; Not inv. related; start date: 3/15/2017; 10hrs/mo.; 0hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-06 |
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