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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-10-05 |
| IL | RA | APPROVED | 1997-12-04 |
Branch Locations
184 Shuman Blvd Ste 260, Naperville, IL 60563 • United States
Naperville, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Naperville | IL | 10/1995 | 03/2020 |
| Ameriprise Financial Services, Llc | Naperville | IL | 03/2020 | Present |
Board of Directors; Loaves & Fishes; Board Member; 1871 High Grove Lane, Naperville, IL 60540, ,; ; 06/01/2014; 1 to 9 hours per month; 1 to 9 during trading hours / Special Spaces; Board Chair; 2863 W 95th St, , Naperville, IL, 60564; Not Investment-Related; 03/01/2025; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-28 |
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