Brian Wagenbach

Charles Schwab & Co., Inc.

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Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2014-01-03

MN RA
APPROVED

Since 2014-01-03

Branch Locations

3601 Minnesota Drive Suite 430, Edina, MN 55435-9878 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Edina	MN	11/1999	Present
Charles Schwab Bank, Ssb	Edina	MN	02/2005	Present
Td Ameritrade Inc.	Edina	MN	04/2023	06/2024

11/1999 → Present

Charles Schwab & Co., Inc.

Edina, MN
02/2005 → Present

Charles Schwab Bank, Ssb

Edina, MN
04/2023 → 06/2024

Td Ameritrade Inc.

Edina, MN

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1996-10-08

S63 Uniform Securities Agent State Law Examination

1996-10-08

Designations

Other Names

Brian James Wagenbach
Brian J Wagenbach

View on SEC IAPD

Other Firms

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THOMAS LEO ADVISORY, LLC

STAIRWAY PARTNERS, LLC

MSM FINANCIAL, LLC

U.S. BANCORP ADVISORS, LLC

CETERA INVESTMENT ADVISERS LLC

O'BRIEN-STALEY PARTNERS

Other Investors

ANDREW JAMES TUFFORD

STEPHANIE MEALMAN STUART

CHARLES ROBERT COOPER

LEO CHRISTOPHER ARMS

JOSEPH ROBERT DOLAN

AARON CHRISTOPHER BALSAM

MATTHEW SCOTT MOHNING

Other Offices

LPL FINANCIAL LLC · EDINA, MN

THOMAS LEO ADVISORY, LLC · MINNEAPOLIS, MN

STAIRWAY PARTNERS, LLC · MINNEAPOLIS, MN

MSM FINANCIAL, LLC · MINNEAPOLIS, MN

STAIRWAY PARTNERS, LLC · MINNEAPOLIS, MN

EDWARD JONES · MINNEAPOLIS, MN

U.S. BANCORP ADVISORS, LLC · Edina, MN

CETERA INVESTMENT ADVISERS LLC · MINNEAPOLIS, MN

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