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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-21
MN RA APPROVED 2013-11-13
  • TX RA
    APPROVED_RES
    Since 2016-07-21
  • MN RA
    APPROVED
    Since 2013-11-13

Branch Locations

1420 London Road Suite 201, Duluth, MN 55805-2425 • United States

Duluth, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Llc Duluth MN 12/2010 Present
City National Bank Duluth MN 06/2017 Present
Previous Registrations
  • 2004-06-09 → 2010-12-21
    Wells Fargo Investments, Llc
    Duluth, MN
    Duluth, MN
    Duluth, MN
    Duluth, MN
Other Businesses

(1) HAMPTON INN-LINO LAKES PARTNERSHIP ADDRESS: 5713 GRAND AVE, DULUTH, MN 55807 POSITION: SILENT PARTNER, START DATE: 2007 COMPENSATION: DISCOUNTED HOTEL RATES,EVENTUAL K-1 INCOME HOURS: NONE DURING BUSINESS HOURS. (2) ENTITY: SINGLE FAMILY HOME RENTAL; ADDRESS: 4514 LAVAQUE BYPASS ROAD, DULUTH, MN 55811; I RENT A SINGLE-FAMILY HOME; PROJECTED START DATE: 11/01/13; SOLE PROPRIETOR, OWNER- ACTIVE; DUTIES: ALL DUTIES NORMALLY PROVIDED BY A LANDLORD; NUMBER OF HOURS DEVOTED TO THIS ACTIVITY PER WEEK: 2 HOURS/ 8 PER MONTH; NUMBER OF HOURS DEVOTED TO THIS ACTIVITY DURING TRADING HOURS: 0. (3) DICK FORBORT TROJAN LEGACY GOLF SCRAMBLE; ADDRESS: 325 LAKE AVENUE SO., SUITE 609; DULUTH, MN 55802; BUSINESS DESCRIPTION: NON-PROFIT ANNUAL FUNDRAISER HELD 1ST SATURDAY OF AUGUST EACH YEAR; NOT INVESTMENT RELATED; CAPACITY: VOLUNTEER; START DATE: 8/3/2019; DUTIES: I HELP ORGANIZE THE EVENT; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. (4) NAME OF ENTITY: Duluth Masonic Temple Building and Museum Foundation; ADDRESS: 4 West 2nd Street Duluth, MN 55802; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: 501c3 non-profit foundation set up to repair, restore and maintain the Masonic Temple Building; CAPACITY: Board of Directors; START DATE: 07/01/2020; DUTIES: Voting Board Member; HOURS DEVOTED PER MONTH: less than 1hr/month; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: None; (5) NAME OF ENTITY: ZT2 Ventures, llc ADDRESS: 5581 Highway 2, Hermantown, MN 55811 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Ownership of three heated rental storage units (approximately 20x50) in a storage unit development called Tundra Storage. Leased out, earning approximately $27,000/year in gross revenue. Leaseholders have their own key and access to the gated storage unit development area. START DATE: Jan 01, 2025 CAPACITY: Other DUTIES: 0 - 4 Hours HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-01-19
S63 Uniform Securities Agent State Law Examination 1995-07-27
  • S65 Uniform Investment Adviser Law Examination
    2001-01-19
  • S63 Uniform Securities Agent State Law Examination
    1995-07-27

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