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James Fontanella

Cetera Investment Advisers LLC

Woodland Park, NJ

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2005-10-24
  • NJ RA
    APPROVED
    Since 2005-10-24

Branch Locations

1031 Mcbride Avenue Suite C-201, Woodland Park, NJ 07424 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James Fontanella Cpa Totowa NJ 01/1992 Present
Cetera Investment Advisers Llc Schaumburg IL 03/2006 Present
Cetera Financial Specialists Llc Schaumburg IL 10/2005 Present
  • 01/1992 → Present
    James Fontanella Cpa
    Totowa, NJ
  • 03/2006 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 10/2005 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
Previous Registrations
  • 2002-07-01 → 2005-10-24
    C.J.M. Asset Management, Llc
    Pompton Lakes, NJ
Other Businesses

JAMES FONTANELLA CPA/OWNER - ACCOUNTANT AND TAX PREPARATION TO SMALL BUSINESS AND INDIVIDUALS. AFFILAITION DATE 1/1992, APPROX 40HRS PER WEEK.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-06-27
S66 Uniform Combined State Law Examination 1999-11-22
  • S65 Uniform Investment Adviser Law Examination
    2002-06-27
  • S66 Uniform Combined State Law Examination
    1999-11-22

View on SEC IAPD

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PETER ELLIOT VON HALLE
PETER PATRICK STRIANO
PAUL ZIELINSKI

Other Offices

J.P. MORGAN SECURITIES LLC · WOODLAND PARK, NJ
WELLS FARGO CLEARING SERVICES, LLC · TOTOWA, NJ
LPL FINANCIAL LLC · LITTLE FALLS, NJ
LPL FINANCIAL LLC · LITTLE FALLS, NJ
CETERA INVESTMENT ADVISERS LLC · LITTLE FALLS, NJ
FIRST LIGHT WEALTH ADVISORS, LLC · LITTLE FALLS, NJ
LSMPT FINANCIAL ADVISORS, LLC · LITTLE FALLS, NJ
MORGAN STANLEY · Little Falls, NJ

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