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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-01-28
  • NJ RA
    APPROVED
    Since 2021-01-28

Branch Locations

501 Union Blvd, Totowa, NJ 07512 • United States

51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank Na Saddle Brook NJ 06/2002 Present
Wells Fargo Advisors Llc Ridgewood NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Ridgewood NJ 11/2016 Present
  • 06/2002 → Present
    Wachovia Bank Na
    Saddle Brook, NJ
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Ridgewood, NJ
  • 11/2016 → Present
    Ridgewood, NJ
Other Businesses

RENTAL PROPERTY; INV. RELATED; WEST NEW YORK, NJ; CO-OWNER; START DATE 5/2009; 1 HR PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INV. RELAED; NORTH BERGEN, NJ; CO-OWNER; START DATE 8/1998; 1 HR PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-05
S63 Uniform Securities Agent State Law Examination 1997-11-07
  • S66 Uniform Combined State Law Examination
    2021-01-05
  • S63 Uniform Securities Agent State Law Examination
    1997-11-07
Other Names
  • Rohini Persaud

View on SEC IAPD

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