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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-01-28 |
Branch Locations
501 Union Blvd, Totowa, NJ 07512 • United States
51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank Na | Saddle Brook | NJ | 06/2002 | Present |
| Wells Fargo Advisors Llc | Ridgewood | NJ | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Ridgewood | NJ | 11/2016 | Present |
RENTAL PROPERTY; INV. RELATED; WEST NEW YORK, NJ; CO-OWNER; START DATE 5/2009; 1 HR PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INV. RELAED; NORTH BERGEN, NJ; CO-OWNER; START DATE 8/1998; 1 HR PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-07 |
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