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Christopher John Rivers

Mariner Institutional, LLC

Rockland, MA

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Current Employers
Mariner Institutional, Llc

531 W Morse Blvd Suite 200, Winter Park, FL 32789 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2026-02-19
  • MA RA
    APPROVED
    Since 2026-02-19

Branch Locations

300 Ledgewood Place Suite 101, Rockland, MA 02370 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Investors Securities Corporation S. Easton MA 08/2015 03/2017
Transamerica Retirement Solutions S. Easton MA 08/2015 03/2017
Donegal Securities, Inc. Wellesley MA 09/2017 01/2019
The Kraematon Group, Inc. Wellesley MA 09/2017 10/2018
Unemployed Easton MA 01/2017 09/2017
Commonwealth Financial Network Waltham MA 07/2018 11/2021
First National Corporation Rockland MA 12/2021 12/2025
Axial Benefits Grouup Burlington MA 01/2021 11/2021
Mariner Institutional Winter Park FL 01/2026 Present
Mariner Overland Park KS 01/2026 Present
  • 08/2015 → 03/2017
    Transamerica Investors Securities Corporation
    S. Easton, MA
  • 08/2015 → 03/2017
    Transamerica Retirement Solutions
    S. Easton, MA
  • 09/2017 → 01/2019
    Donegal Securities, Inc.
    Wellesley, MA
  • 09/2017 → 10/2018
    The Kraematon Group, Inc.
    Wellesley, MA
  • 01/2017 → 09/2017
    Unemployed
    Easton, MA
  • 07/2018 → 11/2021
    Commonwealth Financial Network
    Waltham, MA
  • 12/2021 → 12/2025
    First National Corporation
    Rockland, MA
  • 01/2021 → 11/2021
    Axial Benefits Grouup
    Burlington, MA
  • 01/2026 → Present
    Mariner Institutional
    Winter Park, FL
  • 01/2026 → Present
    Mariner
    Overland Park, KS
Previous Registrations
  • 2021-12-09 → 2026-01-13
    First National Advisors Llc
    Rockland, MA
  • 2018-08-13 → 2021-11-17
    Commonwealth Financial Network
    Wellesley, MA
    Burlington, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-02-01
S63 Uniform Securities Agent State Law Examination 2006-10-27
  • S65 Uniform Investment Adviser Law Examination
    2018-02-01
  • S63 Uniform Securities Agent State Law Examination
    2006-10-27

View on SEC IAPD

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Other Offices

INTEGRATED WEALTH CONCEPTS LLC · Rockland, MA
INTEGRATED WEALTH CONCEPTS LLC · Rockland, MA
INTEGRATED WEALTH CONCEPTS LLC · Rockland, MA
INTEGRATED WEALTH CONCEPTS LLC · Rockalnd, MA
MARINER · Rockland, MA
LPL FINANCIAL LLC · ROCKLAND, MA
COMMONWEALTH FINANCIAL NETWORK · Rockland, MA
DIVERSIFY ADVISORY SERVICES, LLC · ROCKLAND, MA

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