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Michael David Berg

Cmc Advisors, Inc.

Boca Raton, FL

Brooklyn, NY

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Current Employers
Cmc Advisors, Inc.

433 Plaza Real Suite 275, Boca Raton, FL 33432 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2008-10-03
  • TX RA
    APPROVED_RES
    Since 2008-10-03

Branch Locations

433 Plaza Real Suite 275, Boca Raton, FL 33432 • United States

Brooklyn, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cmc Advisors, Inc. New York NY 12/2001 Present
Cmc Interactive, Llc New York NY 12/2001 Present
  • 12/2001 → Present
    New York, NY
  • 12/2001 → Present
    Cmc Interactive, Llc
    New York, NY
Other Businesses

1. CMC INTERACTIVE, LLC, A THIRD PARTY PENSION PLAN ADMINISTRATOR IS NON INVESTMENT RELATED AND LOCATED AT 75 BROAD STREET, 30TH FLOOR, NEW YORK, NY 10004.I WAS INITIALLY EMPLOYED THERE IN DECEMBER, 2001. I HAVE BEEN AN OWNER SINCE JANUARY, 2007 AND DEVOTE APPROXIMATELY 100 HOURS PER MONTH, 50 OF THESE DURING SECURITIES TRADING HOURS TO SALES AND INVESTMENT REVIEWS. 2. TCR DEVELOPMENT, LLC; 8/25/2006-PRESENT(NOT INVESTMENT RELATED)OWNER/CO-FOUNDER/PRINCIPAL 4040 WOODCOCK DRIVE, SUITE 250, JACKSONVILLE, FL 32207 SOFTWARE DEVELOPMENT & IT SUPPORT RELATIONSHIP TO CMC ADVISORS/CMC INTERACTIVE-SOME OF THE SAME OWNERS, CMC ADVISORS AND CMC INTERACTIVE USE TCR'S SOFTWARE. 3.SOLEHUB,LLC; 9/11/2013-PRESENT (NOT INVESTMENT RELATED) OWNER/CO-FOUNDER/PRINCIPAL 75 BROAD STREET, #3010, NEW YORK, NY 10004 E-COMMERCE RELATIONSHIP TO CMC ADVISORS/CMC INTERACTIVE-SOME OF THE SAME OWNERS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-22
S63 Uniform Securities Agent State Law Examination 1995-08-10
  • S66 Uniform Combined State Law Examination
    2005-08-22
  • S63 Uniform Securities Agent State Law Examination
    1995-08-10

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