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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-09 |
| UT | RA | APPROVED | 1995-08-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Sandy | UT | 06/1995 | Present |
1. 3/14/2002: DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - SAGE FINANCIAL STRATEGIES - REGISTERED REP - INVESTMENT RELATED - SANDY, UT. 2. 7/11/2013: Sage Tax Service; TAX PREP/ACCOUNTING/CPA; NOT INV RELATED; AT REPORTED BUSINESS LOCATION(S); TAX PREPARATION - TIME SPENT 10%. 3. 9/9/2021 - No Business Name - Investment Related - WEST JORDAN, UT 84088 - Real Estate Rental - Started 10/01/2002 - 4 Hours Per Month/0 Hours During Securities Trading - ONE SINGLE-FAMILY HOME RENTED TO INDIVIDUALS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-18 |
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