Mitchell Keith Smith

Current Employers

Employment History

• 04/2016 → 04/2021
  Kestra Financial Services, Inc.
  Austin, TX
• 04/2021 → Present
  The Leaders Group Inc
  Littleton, CO
• 10/2018 → Present
  Vanbridge
  Boca Raton, FL

Previous Registrations

• 2016-04-28 → 2021-04-29
  Kestra Advisory Services, Llc
  Deerfield Beach, FL
• 2008-04-07 → 2016-09-22
  Kestra Investment Services, Llc
  Boca Raton, FL
  Clearwater, FL
• 2006-09-19 → 2008-04-02
  Osaic Fs, Inc.
  Boca Raton, FL
  Boca Raton, FL
• 2001-01-03 → 2002-06-10
  Msi Financial Services, Inc.
  Boca Ration, FL

Other Businesses

1.) Vanbridge, an EPIC company - 10/1/2018 - 1140 Avenue of the Americas, 8th Floor, New York, NY 10036 - Managing Principal, Partner, Manage and oversee business as well as produce, Not Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) TLG ADVISORS, INC - 4/29/2021 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 0 hrs/mo; 0 hrs/mo (during trading hours). 3.) VANBRIDGE LIFE & EXECUTIVE BENEFITS - 3/4/2024 - 1140 6th Avenue, 8th Floor, NY, NY 10036 - Management, Overseeing the division that handles the OID service, Invt Rel, 30 hrs/mo; 30 hrs/mo (during trading hours). 4.) EPICVanbridge, LLC - 10/1/2018 - 225 NE Mizner Blvd, Suite 675, Boca Raton, FL 33432 - Managing Principal, Registered Rep & Investment Advisor, Sale, (retail and wholesale) and design assistance for variable products, Invt Rel, Sale of Variable Products, 50 hrs/mo; 50 hrs/mo (during trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-09-01
• S63 Uniform Securities Agent State Law Examination
  1998-02-05