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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-30 |
| CA | RA | APPROVED | 2000-06-23 |
Branch Locations
4370 La Jolla Village Dr. Suite 400, San Diego, CA 92122 • United States
San Marcos, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1. OUTSIDE FIXED BUSINESS. 2. TRUSTEE, IMMEDIATE FAMILY, PERSONAL TRUST WITH SPOUSE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-08 |
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