Travis Richard Federick

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	1998-04-02

TX RA
APPROVED

Since 1998-04-02

Branch Locations

7460 Warren Pkwy Ste 260, Frisco, TX 75034 • United States

Plano, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Llc	Plano	TX	02/1998	Present

02/1998 → Present

Ameriprise Financial Services, Llc

Plano, TX

Other Businesses

Outside Employment; Federick & Associates, LLC; Employee; Manage advisory business; 7460 Warren Parkway, Suite 260, FRISCO, TX, 75034; Investment-Related; 03/11/2022; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1995-07-21

S63 Uniform Securities Agent State Law Examination

1995-07-21

Other Names

Travis R Federick

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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