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Rufino Fernando Autus

Equitable Advisors, LLC

San Diego, CA

San Diego, CA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-20
  • CA RA
    APPROVED
    Since 2023-01-20

Branch Locations

4370 La Jolla Village Dr. Suite 400, San Diego, CA 92122 • United States

San Diego, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Capital Management, Llc San Diego CA 07/2013 01/2023
E*Trade Securities Llc San Diego CA 07/2013 01/2023
Equitable Advisors Llc New York NY 01/2023 Present
  • 07/2013 → 01/2023
    E*Trade Capital Management, Llc
    San Diego, CA
  • 07/2013 → 01/2023
    E*Trade Securities Llc
    San Diego, CA
  • 01/2023 → Present
    Equitable Advisors Llc
    New York, NY
Previous Registrations
  • 2013-07-30 → 2023-02-16
    Harrisdirect Llc
    Arlington, VA
    San Diego, CA
    La Jolla, CA
    San Diego, CA
  • 2010-06-28 → 2013-07-26
    Citigroup Global Markets Inc.
    San Diego, CA
    San Francisco, CA
    San Jose, CA
    Fountain Valley, CA
    La Jolla, CA
    Jacksonville, FL
    Glendale, CA
    La Jolla, CA
    Jacksonville, FL
    San Diego, CA
    Poway, CA
    Poway, CA
    San Diego, CA
    Encinitas, CA
  • 2003-11-12 → 2010-07-01
    Centaurus Financial, Inc.
    San Diego, CA
    Anaheim, CA
    Poway, CA
    Orange, CA
  • 2000-07-28 → 2002-11-11
    Equitable Advisors, Llc
    San Diego, CA
Other Businesses

TRUSTEE FOR OWN FAMILY TRUST

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-06-24
S63 Uniform Securities Agent State Law Examination 1995-09-05
  • S65 Uniform Investment Adviser Law Examination
    1999-06-24
  • S63 Uniform Securities Agent State Law Examination
    1995-09-05
Other Names
  • Rufino Autus
  • Rufino Fernando Autus

View on SEC IAPD

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Other Offices

CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
RBC CAPITAL MARKETS, LLC · SAN DIEGO, CA
CETERA INVESTMENT MANAGEMENT LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA
CETERA INVESTMENT ADVISERS LLC · SAN DIEGO, CA

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