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1450 American Lane Suite 650, Schamburg, IL 60173 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-07-10 |
Branch Locations
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
Santa Monica, CA • United States
Los Angeles, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2013 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 01/2013 | Present |
| Cetera Advisors Llc | Denver | CO | 01/2013 | Present |
| Tower Square Investment Management Llc | El Segundo | CA | 07/2015 | Present |
(1) NAME OF OTHER BUSINESS: 1212 OCEAN PARK HOA; INVESTMENT RELATED: NO; ADDRESS: 11030 SANTA MONICA BLVD SUITE 100 LOS ANGELES CA 90025; NATURE OF BUSINESS: HOMEOWNER ASSOCIATION; START DATE: 1/2021; POSITION/TITLE/RELATIONSHIP: MEMBER AT LARGE; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: HELP LEADERSHIP MANAGE CONDO UNITS;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-11-22 |
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