Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-04-07 |
| TX | RA | APPROVED | 2017-04-07 |
Branch Locations
3020 Old Ranch Pkwy Stes 190, 150 & 140, Seal Beach, CA 90740 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Newport Beach | CA | 05/2014 | 04/2017 |
| Wells Fargo Clearing Services, Llc | Seal Beach | CA | 04/2017 | Present |
CO-TRUSTEE FOR GRANDMOTHER'S TRUST; INV. RELATED; ALISO VIEJO, CA; START DATE 5/2020; 1 HR PER MONTH; 0 HRS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-29 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-17 |
Reach out to this advisor