James Wilbourne Mckay

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2005 → 09/2016
  Proequities, Inc.
  Raleigh, NC
• 03/2016 → Present
  Massachusetts Mutual Life Insurance Co
  Raleigh, NC
• 10/2016 → Present
  Mml Investors Services, Llc
  Raleigh, NC
• 01/2025 → Present
  Osaic Wealth, Inc.
  Raleigh, NC

Previous Registrations

• 2022-10-31 → 2025-01-24
  Osaic Fs, Inc.
  Richmond, VA
  Raleigh, NC
• 2016-11-22 → 2022-11-01
  Mml Investors Services, Llc
  Raleigh, NC
• 2005-03-02 → 2016-09-20
  Concourse Financial Group Securities, Inc.
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC
• 2001-12-31 → 2005-02-28
  Equitable Advisors, Llc
  Raleigh, NC

Other Businesses

1) JAMES W. MCKAY 1224 WHISPERING RIDGE CT., WAKE FOREST, NC 27587 CATEGORY: REAL ESTATE SALES INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OCCASSIONAL REAK ESTATE BROKER - SALES - GENERALLY COMMERCIAL REAL ESTATE START DATE: 08/13/2007 HOURS PER MONTH: 1-5 HOURS PER MONTH DURING TRADING HOURS: 1-5 2) WEALTH ADVISORS OF RALEIGH, INC. 900 RIDGEFIELD DR., SUITE 130 RALEIGH, NC 27609 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT/PRESIDENT DUITES: SALE AND SERVICE OF ACCIDENT AND HEALTH INSURANCE, DISABILITY INSURNACE, FIXED ANNUITIES, AND TRADITIONAL LIFE INSURANCE START DATE: 10/06/2006 HOURS PER MONTH: 15 HOURS PER MONTH DURING TRADING HOURS: 15 3) APPROACH PARTNERS, LLC POSITION: Operating Member NATURE: This business entity is owned by myself and one other non-registered individual whose name is William Braswell. The purpose of the LLC is to hold title to an airplane purchased on January 17, 2025. The entity furthermore has engaged in a Dry Lease agreement for both members to lease the airplane from the entity which is a common practice under FAA regulations. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/13/2025 ADDRESS: 570 Hawksbill Dr, Franklinton NC 27525 DESCRIPTION: My duties in the organization include sharing in the decisions regarding the up keep and maintenance of the aircraft, monitoring expenses, making arrangements for repairs and inspections. Keeping records and logbooks up to date. William Braswell and I are both on the checking account for the LLC, so that we both have complete transparency with each other in this venture with which we have embarqed on jointly as 50/50 members.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-12
• S63 Uniform Securities Agent State Law Examination
  1995-06-22

Other Names

• Jim Mckay
• James W Mckay