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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2002-09-23 |
| NC | RA | APPROVED | 2001-12-31 |
Branch Locations
3737 Glenwood Avenue Suite 200, Raleigh, NC 27612 • United States
3700 Glenwood Avenue Suite 300, Raleigh, NC 27612 • United States
Raleigh, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Raleigh | NC | 03/2000 | Present |
There is not a name, i am selling on EBAY / 1113 Tazwell PlaceRaleighncUnited States27612 / Ebay small business of collectible trading cards / I sell my possessions which include collectible trading cards which have had a boost in popularity recently. / This is just a small Ebay account with various numbers of items for sale at a given time, but Ebay now sends a 1099k if you have more than $600 in revenue and I will exceed that this year it appears. / i mail items to buyers on EBAY / ebay account holder / Start Date: 1/1/2022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-07 |
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