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Scott Michael Kelly

LPl Financial LLC

Ventura, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-09-29
CA RA APPROVED 2000-02-22
  • TX RA
    APPROVED_RES
    Since 2015-09-29
  • CA RA
    APPROVED
    Since 2000-02-22

Branch Locations

121 N. Fir Street, Suite A, Ventura, CA 93001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Ventura CA 02/2000 Present
Previous Registrations
  • 2006-11-08 → 2015-07-10
    The Renaissance Group, Llc
    Ventura, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-21
S63 Uniform Securities Agent State Law Examination 1997-06-06
  • S65 Uniform Investment Adviser Law Examination
    1999-12-21
  • S63 Uniform Securities Agent State Law Examination
    1997-06-06

View on SEC IAPD

Other Firms

COMMONWEALTH FINANCIAL NETWORK
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
VERUS CAPITAL PARTNERS, LLC
TLG ADVISORS, INC.
J.P. MORGAN SECURITIES LLC
VENTURA COAST WEALTH MANAGEMENT
U.S. BANCORP ADVISORS, LLC
PFS INVESTMENTS INC.

Other Investors

BARTON RAYMOND KETTERLING
ERIC SHANNON SMITH
Ankita Maitra
THOMAS PATRICK CARROLL
JASON BENJAMIN DOW
Scott Anthony Holder
Jonathan P Johnen
Sarah Saito

Other Offices

COMMONWEALTH FINANCIAL NETWORK · VENTURA, CA
LPL FINANCIAL LLC · VENTURA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VENTURA, CA
VERUS CAPITAL PARTNERS, LLC · Ventura, CA
TLG ADVISORS, INC. · Ventura, CA
J.P. MORGAN SECURITIES LLC · VENTURA, CA
VENTURA COAST WEALTH MANAGEMENT · VENTURA, CA
LPL FINANCIAL LLC · VENTURA, CA

More in Ventura, CA

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