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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Lafayette | LA | 01/2001 | 12/2022 |
| Wealth Advisors, Llc | Lafayette | LA | 01/2004 | Present |
| Lpl Financial | Lafayette | LA | 03/2024 | 10/2024 |
| Lpl Financial | Lafayette | LA | 10/2024 | Present |
1) 10/2024 - Insurance Advisors LLC / Owner / Insurance Agency / inv. Related / Lafayette LA 70508 / Start date 10/22/2024 - 5 Hrs per month - 1 % Time Spent 2) 10/2024 - Wealth Advisors LLC / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 3) 10/2024 - Tax Advisors LLC / Tax Prep/Accounting/CPA / Inv. Related / Lafayette LA 70508 / Start date 10/22/2024 - 4 Hrs per month - 3% Time Spent 4) 10/2024 - Collins Cattle Farm LLC / Business Onwer /No Inv. Related / Owner / Opelousas LA 70570 / Start date 10/22/202 - 25 Hrs per month - 10% Time Spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-30 |
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