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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-24 |
| CT | RA | APPROVED | 2002-10-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bailey & Beatty Financial Services, Llc | Danbury | CT | 01/1995 | Present |
| Commonwealth Finanacial Network | Waltham | MA | 09/2002 | Present |
1. Fixed Insurance-(Life, Health, Disability, Term), Investment Related, 0-.5 Hours Per Week. 2. Bailey & Beatty Financial Services, Llc; Member; Entity Created For Securities Business; Conducted From Branch Location; Investment Related. 3. Paul L Beatty, Inc. Entity Created For Owning Bailey & Beatty Financial Services, Llc, At Branch Office, Investment Related. 4. Subleasing branch office space to The Archidesign Group, LLC; Located in Danbury, CT, as of 1/01/2025; 0% time spent during business hours; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-18 |
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