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Alex S Wheeler

Robert W. Baird & Co. Incorporated

Salt Lake City, UT

Denver, CO

Holladay, UT

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-09-17
TX RA APPROVED_RES 2018-07-09
UT RA APPROVED 2011-08-15
  • FL RA
    APPROVED
    Since 2018-09-17
  • TX RA
    APPROVED_RES
    Since 2018-07-09
  • UT RA
    APPROVED
    Since 2011-08-15

Branch Locations

222 South Main Street Suite 1840, Salt Lake City, UT 84101 • United States

210 University Boulevard Ste 800, Denver, CO 80206 • United States

Holladay, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird Salt Lake City UT 08/2011 Present
  • 08/2011 → Present
    Robert W Baird
    Salt Lake City, UT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-04-08
S63 Uniform Securities Agent State Law Examination 1999-10-21
  • S65 Uniform Investment Adviser Law Examination
    2000-04-08
  • S63 Uniform Securities Agent State Law Examination
    1999-10-21

View on SEC IAPD

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