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David Ross Engle

Mesirow Financial Investment Management, Inc.

Highland Park, IL

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Current Employers
Mesirow Financial Investment Management, Inc.

353 N. Clark St, Chicago, IL 60654 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2016-11-14
TX RA APPROVED_RES 2013-01-05
CA RA APPROVED 2013-01-04
IL RA APPROVED 2004-06-16
  • AL RA
    APPROVED
    Since 2016-11-14
  • TX RA
    APPROVED_RES
    Since 2013-01-05
  • CA RA
    APPROVED
    Since 2013-01-04
  • IL RA
    APPROVED
    Since 2004-06-16

Branch Locations

610 Central Avenue Suite 200, Highland Park, IL 60035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mesirow Financial, Inc. Highland Park IL 06/2004 Present
  • 06/2004 → Present
    Mesirow Financial, Inc.
    Highland Park, IL
Previous Registrations
  • 2002-11-07 → 2004-06-03
    Lasalle Financial Services, Inc.
    Chicago, IL
Other Businesses

1.) University of Illinois - College of Business Alumni Association - Board Member. Attend and participate in periodic meetings, hours per/month limited.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-04
  • S66 Uniform Combined State Law Examination
    2002-11-04
Other Names
  • David R Engle

View on SEC IAPD

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ZACHARY HAROLD WALTERS
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BLAKE S SCIERA
HOWARD ROBERT KLIEGER
WYATT REED DOWLING
BRADLEY CORDES
KAREN M FINERMAN

Other Offices

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC · HIGHLAND PARK, IL
STATE FARM INVESTMENT MANAGEMENT CORP. · Highland Park, IL
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · HIGHLAND PARK, IL
CITIGROUP GLOBAL MARKETS INC. · HIGHLAND PARK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL
MESIROW FINANCIAL INVESTMENT MANAGEMENT, INC. · HIGHLAND PARK, IL
EDWARD JONES · Highland Park, IL

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