Best Investors Account Sign in

Richard Henry Heim

Fenimore Asset Management, Inc.

Cobleskill, NY

Claim This Profile
Current Employers
Fenimore Asset Management, Inc.

384 North Grand Street, Cobleskill, NY 12043 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-05-09
  • NY RA
    APPROVED
    Since 2024-05-09

Branch Locations

384 North Grand Street, Cobleskill, NY 12043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Albany NY 06/2008 Present
Charles Schwab Bank Albany NY 06/2008 Present
Referee New York NY 12/2010 Present
Fenimore Securities Cobleskill NY 04/2024 Present
  • 06/2008 → Present
    Charles Schwab & Co., Inc.
    Albany, NY
  • 06/2008 → Present
    Charles Schwab Bank
    Albany, NY
  • 12/2010 → Present
    Referee
    New York, NY
  • 04/2024 → Present
    Fenimore Securities
    Cobleskill, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-11-15
  • S66 Uniform Combined State Law Examination
    2003-11-15
Other Names
  • Richard Henry Heim
  • Richard Henry Heim
  • Richard Henry Jr Heim
  • Rick Heim

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
LINCOLN INVESTMENT
PFS INVESTMENTS INC.
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
PRINCIPAL SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.

Other Investors

CHRISTOPHER JAMES LA PORTA
Ricki Lyn Wrigley
SHANNON ALMY
KEVIN THOMAS SMITH
Matthew David Laverty
Wahid Ullah Nabi
Palmer Nicholas Fargnoli
Brendan William Scoralick

Other Offices

LPL FINANCIAL LLC · COBLESKILL, NY
LINCOLN INVESTMENT · COBLESKILL, NY
LPL FINANCIAL LLC · PALATINE BRIDGE, NY
PFS INVESTMENTS INC. · FORT PLAIN, NY
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Cooperstown, NY
PRINCIPAL SECURITIES, INC. · COOPERSTOWN, NY
LPL FINANCIAL LLC · AMSTERDAM, NY
LPL FINANCIAL LLC · HOBART, NY

More in Cobleskill, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor