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Current Employers
Fenimore Asset Management, Inc.

384 North Grand Street, Cobleskill, NY 12043 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-03-21
  • NY RA
    APPROVED
    Since 2025-03-21

Branch Locations

384 North Grand Street, Cobleskill, NY 12043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Latham NY 02/2001 04/2018
Tiaa Middleburgh NY 04/2018 10/2024
Tiaa-Cref Individual & Institutional Services, Llc Middleburgh NY 04/2018 10/2024
Empower Financial Services, Inc Greenwood Village CO 11/2024 02/2025
Empower Advisory Group, Llc Greenwood Village CO 11/2024 02/2025
Fenimore Asset Management Cobleskill NY 03/2025 Present
Fenimore Securities, Inc. Cobleskill NY 03/2025 Present
  • 02/2001 → 04/2018
    Lpl Financial Llc
    Latham, NY
  • 04/2018 → 10/2024
    Tiaa
    Middleburgh, NY
  • 04/2018 → 10/2024
    Middleburgh, NY
  • 11/2024 → 02/2025
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 11/2024 → 02/2025
    Greenwood Village, CO
  • 03/2025 → Present
    Fenimore Asset Management
    Cobleskill, NY
  • 03/2025 → Present
    Fenimore Securities, Inc.
    Cobleskill, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-22
  • S66 Uniform Combined State Law Examination
    2022-08-22
Other Names
  • Ricki Lyn Morby
  • Ricki Lyn Proctor

View on SEC IAPD

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