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Employer firm

Fenimore Asset Management, Inc. CRD 110946

$5.41B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Fenimore Asset Management, Inc.

384 North Grand Street, Cobleskill, NY 12043 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2021-11-03
NY RA APPROVED 2021-07-11
MA RA APPROVED 2020-10-06
FL RA APPROVED 2018-07-26
PA RA APPROVED 2018-07-02
  • VA RA
    APPROVED
    Since 2021-11-03
  • NY RA
    APPROVED
    Since 2021-07-11
  • MA RA
    APPROVED
    Since 2020-10-06
  • FL RA
    APPROVED
    Since 2018-07-26
  • PA RA
    APPROVED
    Since 2018-07-02

Branch Locations

384 North Grand Street, Cobleskill, NY 12043 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fenimore Asset Management, Inc. Cobleskill NY 10/2002 Present
Other Businesses

Schoharie Economic Enterprise Corporation; Not Investment Related; 287 Main Street, Schoharie, NY 12157; Review Committee Member; Review Committee, that reviews businesses eligible for digital marketing grants. These are blind submissions, and the committee created a rubric to identify criteria/weightings to determine which businesses would receive grant dollars. Start Date 12/2021; Devote approximately 1 hour per month.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-29
S63 Uniform Securities Agent State Law Examination 2014-10-23
  • S65 Uniform Investment Adviser Law Examination
    2018-06-29
  • S63 Uniform Securities Agent State Law Examination
    2014-10-23
Other Names
  • Shannon Ann Almy

View on SEC IAPD

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