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John Edward Brazell

Charles Schwab & Co., Inc.

Irmo, SC

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-02
SC RA APPROVED 2017-09-15
  • TX RA
    APPROVED
    Since 2019-01-02
  • SC RA
    APPROVED
    Since 2017-09-15

Branch Locations

952 Lake Murray Blvd Unit D, Irmo, SC 29063 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Columbia SC 12/2003 09/2017
Charles Schwab & Co., Inc. Irmo SC 09/2017 Present
Next Step Llc Columbia SC 09/2017 Present
  • 12/2003 → 09/2017
    Scottrade, Inc.
    Columbia, SC
  • 09/2017 → Present
    Charles Schwab & Co., Inc.
    Irmo, SC
  • 09/2017 → Present
    Next Step Llc
    Columbia, SC
Previous Registrations
  • 2017-03-06 → 2017-09-19
    Scottrade Investment Management
    Saint Louis, MO
  • 2002-02-22 → 2003-12-19
    Charles Schwab & Co., Inc.
    Lexington, KY
Other Businesses

Next Step LLC | not investment related | Columbia, South Carolina | start date 09/19/2017 | Manager/Sole Proprietor of LLC | less than 20 hours per month | Related to Schwab franchise IBL.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-06
S65 Uniform Investment Adviser Law Examination 1998-12-21
S63 Uniform Securities Agent State Law Examination 1996-06-18
  • S66 Uniform Combined State Law Examination
    2017-03-06
  • S65 Uniform Investment Adviser Law Examination
    1998-12-21
  • S63 Uniform Securities Agent State Law Examination
    1996-06-18
Other Names
  • Johnny Brazell
  • John E Brazell

View on SEC IAPD

Other Firms

CETERA INVESTMENT ADVISERS LLC
LPL FINANCIAL LLC
J. W. COLE ADVISORS, INC.
TREK FINANCIAL
LPL ENTERPRISE, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
EQUITABLE ADVISORS, LLC

Other Investors

ROGER FRANCIS COLCHIN
ERIC DILLON RIVERS
LORENA MICHELLE EDWARDS
JAMIE L PORTER
JOEL CLAYTON TALIAFERRO
DUNCAN EDWARD WHITE
BEATRICE E POLAK
BOB AZARIEH

Other Offices

CETERA INVESTMENT ADVISERS LLC · IRMO, SC
LPL FINANCIAL LLC · IRMO, SC
J. W. COLE ADVISORS, INC. · Irmo, SC
LPL FINANCIAL LLC · IRMO, SC
TREK FINANCIAL · Irmo, SC
LPL ENTERPRISE, LLC · IRMO, SC
EDWARD JONES · IRMO, SC
STATE FARM INVESTMENT MANAGEMENT CORP. · Irmo, SC

More in Irmo, SC

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