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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-07-10
TX RA APPROVED 2022-01-28
MI RA APPROVED 2020-08-25
IN RA APPROVED 2017-05-30
  • IL RA
    APPROVED
    Since 2025-07-10
  • TX RA
    APPROVED
    Since 2022-01-28
  • MI RA
    APPROVED
    Since 2020-08-25
  • IN RA
    APPROVED
    Since 2017-05-30

Branch Locations

544 Lakeview Pkwy Ste 100, Vernon Hills, IL 60061-1888 • United States

839 Main St Ste 100, Lafayette, IN 47901 • United States

1110 Washington Ave, Bay City, MI 48708 • United States

Frankfort, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Lafayette IN 03/2008 05/2017
Ameriprise Financial Advisors Inc. Lafayette IN 05/2017 03/2020
Ameriprise Financial Services, Llc Lafayette IN 03/2020 Present
Previous Registrations
  • 2008-03-10 → 2017-06-07
    Lafayette, IN
    Chesterton, IN
    Morton, IL
    Indianapolis, IN
    Mishawaka, IN
    Valparaiso, IN
    Terre Haute, IN
    Lansing, MI
    Kalamazoo, MI
    Cincinnati, OH
    Lansing, MI
  • 2003-01-30 → 2008-05-02
    Bison Investment Advisors, Inc.
    Lafayette, IN
  • 2001-12-27 → 2008-03-10
    Indianapolis, IN
    Lafayette, IN
    Lafayette, IN
Other Businesses

Business Ownership; NRL Properties, LLC; ; Owning Property where Bison is residing.; 839 Main St. Suite 100Lafayette, IN 47901, ,; Not Investment-Related; 08/01/2008; 10 to 19 hours per month; 10 to 19 during trading hours / Dunnuck Farms; Small hobby farm. sell eggs and beef.; Farm; 6724 N State Road 75, , Frankfort, IN, 46041; Not Investment-Related; 03/01/2020; 10 to 19 hours per month; 10 to 19 during trading hours. Board of Directors; The Arts Federation; Board Member; 638 North St , , Lafayette, IN, 47901; Not Investment-Related; 10/01/2024; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Bison Investment Advisors, Inc; Co-owner; Manage advisory business; 839 Main St. Suite 100, , Lafayette, IN, 47901; Investment-Related; 09/24/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-12-04
S63 Uniform Securities Agent State Law Examination 1995-06-19
  • S65 Uniform Investment Adviser Law Examination
    1998-12-04
  • S63 Uniform Securities Agent State Law Examination
    1995-06-19
Other Names
  • F Stephen Dunnuck
  • Stephen F Dunnuck

View on SEC IAPD

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