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1900 Campus Commons Drive Suite 600, Reston, VA 20191 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-07-11 |
| VA | RA | APPROVED | 2017-11-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Iw Foundry Llc | Springfield | VA | 02/2012 | Present |
| Acorn Financial Advisory Services, Inc. | Alexandria | VA | 11/2017 | Present |
1) PARTNER; PATH TO AUM LLC; INVESTMENT RELATED: YES; 1521 KING STREET ALEXANDRIA VA 22314 USA; PERSONAL CLOSED INVESTMENT PARTNERSHIP AMONG 3 LICENSED REPRESENTATIVES WITH NO OTHER PARTIES ALLOWED TO PARTICIPATE; INVESTMENT MEMBER - MAINTAIN ALIGNMENT WITH INVESTED INVESTMENT STRATEGIES; START DATE: 2022-05-19; HOURS PER MONTH DEVOTED TO BUSINESS DURING TRADING HOURS: 0.5; HOURS PER MONTH DEVOTED TO BUSINESS OUTSIDE TRIANING HOURS: 0; PERCENTAGE OF TOTAL YEARLY COMPENSATION EXPECTED TO BE DERIVED FROM THE BUSINESS: 0. 2) OV Capital Partners, LLC ; Is the business investment related: Yes; Location of the business: 1521 King Street Alexandria VA 22314 United; Description of the business: The business was created at the request of Acorn for IARs in the Alexandria, VA office to receive all advisory fees paid by Acorn to us under a single custodian rep code. Position Title: Partner; Responsibilities Duties: Start date with business: 2018-12-05; Hours per month devoted to business during trading hours: 170; Hours per month devoted to business outside trading hours: 9; Percentage of total yearly compensation expected to be derived from the business: 100;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-30 |
| S66 | Uniform Combined State Law Examination | 2017-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-16 |
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