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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-02-12 |
| IL | RA | APPROVED | 2019-03-29 |
Branch Locations
2056 Westings Ave Ste 500, Naperville, IL 60563 • United States
Downers Grove, IL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Oakbrook | IL | 11/2008 | 03/2019 |
| Wells Fargo Clearing Services Llc | Oak Brook | IL | 03/2019 | Present |
TJLUV LLC, INV RELATED, DOWNERS GROVE, IL, 100% OWNERSHIP, START 8/10/2020, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY. RENTAL PROPERTY, INV RELATED, CASSOPOLIS, MI, 100% OWNERSHIP, START 8/20/2020, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 1995-09-08 |
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