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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2000-07-07 |
Branch Locations
7250 Dallas Parkway Suite120, Plano, TX 75024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Houston | TX | 07/2000 | Present |
LSU EJ Ourso College of Business Dean's Advisory Council / 4033 Business Education Complex Baton Rouge, LA 70803 / Educational Establishment/ Education / To support the initiatives of the Dean of the LSU College of Business / Advisor or advisory group member if advice given may influence an officer/ board / Advise and support the Dean of the LSU College of Business / Start Date 8/30/2019
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 1995-07-20 |
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