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Current Employers
Independent Solutions Wealth Management, Llc

305 Spindrift Drive, Williamsville, NY 14221 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-21
KS RA APPROVED 2019-08-20
FL RA APPROVED 2019-04-04
TX RA APPROVED 2017-08-24
  • NY RA
    APPROVED
    Since 2021-06-21
  • KS RA
    APPROVED
    Since 2019-08-20
  • FL RA
    APPROVED
    Since 2019-04-04
  • TX RA
    APPROVED
    Since 2017-08-24

Branch Locations

305 Spindrift Drive, Williamsville, NY 14221 • United States

3345 N Courtenay Pkwy, Merritt Island, FL 32953 • United States

1035 19Th Road Nw, Burlington, KS 66839 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Solutions Wealth Management Llc Williamsville NY 09/2015 Present
Peak Brokerage Services, Llc Jupiter FL 09/2015 Present
Other Businesses

1) ISWM; Self, David Mariacher. Registered Rep. 165 hours per month spent on activity. 8 hours per month spent on activity during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-31
S63 Uniform Securities Agent State Law Examination 1995-06-27
  • S66 Uniform Combined State Law Examination
    2017-07-31
  • S63 Uniform Securities Agent State Law Examination
    1995-06-27

View on SEC IAPD

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