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Christopher Todd Rand

The Wealth Consulting Group

San Diego, CA

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Current Employers
The Wealth Consulting Group

8925 West Post Road 2Nd Floor, Las Vegas, NV 89148 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-11-25
CA RA APPROVED 2014-11-13
  • TX RA
    APPROVED
    Since 2014-11-25
  • CA RA
    APPROVED
    Since 2014-11-13

Branch Locations

7676 Hazard Center Dr Suite 1050, San Diego, CA 92108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc San Diego CA 11/2014 03/2020
Wcg Wealth Advisors, Llc San Diego CA 11/2014 Present
  • 11/2014 → 03/2020
    San Diego, CA
  • 11/2014 → Present
    Wcg Wealth Advisors, Llc
    San Diego, CA
Previous Registrations
  • 2016-04-01 → 2017-01-07
    San Diego, CA
    San Diego, CA
    Las Vegas, NV
  • 2014-01-03 → 2014-11-14
    New England Securities
    San Diego, CA
  • 2010-12-20 → 2013-12-31
    New England Securities
    San Diego, CA
  • 2001-12-14 → 2010-12-22
    Msi Financial Services, Inc.
    San Diego, CA
    San Diego, CA
Other Businesses

1. 11/10/2014: NO BUSINESS NAME - INVESTMENT RELATED - 7676 HAZARD CENTER DR, #1050, SAN DIEGO, CA 92108 - NON-VARIABLE INSURANCE - 5% OF TIME SPENT - LIFE, DISABILITY, LTC AND MEDICAL. 2. 11/26/2014 - WCG Wealth Advisors, LLC - DBA: Fides Wealth Strategies Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 11/13/2014- 160 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through WCG WEALTH ADVISORS, LLC, an independent investment advisor firm. I started this business activity in DATE-11/2014. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 3. 03/04/2015: CTR WEALTH INC. - INVESTMENT RELATED - 7676 HAZARD CENTER DR, #1050, SAN DIEGO, CA 92108 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - START 01/01/2015 - 1 HOUR PER MONTH/0 HOURS DURING SECURITIES TRADING. 4. 3/20/2017: WCG SD, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 12/01/2014 - 1 Hour Per Month During Securities Trading. 5. 12/06/2021 - UC Berkeley Extension - Investment Related -1995 University Avenue, Suite 300, Berkeley, CA 94704-7000 - Outside/W-2 Employment - Instructor - Start Date: 12/06/2021 - 12 Hours Per Month/0 Hours During Securities Trading - Occasional class instruction for graduate-level business courses. 6. 08/29/2025 - CFP Board-Integrity Review Commission - 1425 K St. NW #800, Washington, DC 20005 - Certification Board - Commission Member - Start Date: 07/01/2025 - 1 Hour Per Month/1 Hour During Securities Trading - Provide advice to enforcement team

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-08-12
S63 Uniform Securities Agent State Law Examination 1996-11-12
  • S65 Uniform Investment Adviser Law Examination
    1998-08-12
  • S63 Uniform Securities Agent State Law Examination
    1996-11-12
Designations

View on SEC IAPD

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