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1021 E. St. Mary Blvd., Lafayette, LA 70503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2014-05-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Summit Financial Wealth Advisors Llc | Lafayette | LA | 04/2014 | Present |
| Summit Brokerage Services, Inc. | Lafayette | LA | 02/2014 | 09/2019 |
| Cetera Advisor Networks Llc | Lafayette | LA | 09/2019 | 02/2024 |
NAME OF OTHER BUSINESS: Suzette Broussard, LLC; INVESTMENT RELATED: NO ; ADDRESS: 1100 Robley Dr, Apt 6203, Lafayette, LA 70503; NATURE OF BUSINESS: Holding Company START DATE: 01/01/2024 DATE; POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER; APX NUMBER OF HOURS PER WEEK: MINIMAL; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: holding company for partial ownership in Southerrn Asset Managers, - the management company of Summit Financial Wealth Advisors, LLC. NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE:12/2021; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-09 |
| S66 | Uniform Combined State Law Examination | 1999-12-07 |
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