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Carrie Lynne Miller

Trellis Wealth Advisors, LLC

San Luis Obispo, CA

CRD 2624990

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Employer firm

Trellis Wealth Advisors, LLC CRD 154861

$480M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Trellis Wealth Advisors, Llc

1135 Santa Rosa Street Suite 310, San Luis Obispo, CA 93401 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-10-08
  • CA RA
    APPROVED
    Since 2014-10-08

Branch Locations

1135 Santa Rosa Street Suite 310, San Luis Obispo, CA 93401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Trellis Wealth Advisors, Llc San Luis Obispo CA 06/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-08
S63 Uniform Securities Agent State Law Examination 2000-03-08
  • S65 Uniform Investment Adviser Law Examination
    2014-10-08
  • S63 Uniform Securities Agent State Law Examination
    2000-03-08
Other Names
  • Carrie L Miller

View on SEC IAPD

Nearby Firms

COMMONWEALTH FINANCIAL NETWORK
LPL FINANCIAL LLC
MML INVESTORS SERVICES, LLC

Nearby Investors

JAY MICHAEL DOUGLAS
RALPH MICHAELS SLOCUM
TRINA JACQLEEN CISNEROS

Nearby Offices

COMMONWEALTH FINANCIAL NETWORK · San Luis Obispo, CA
LPL FINANCIAL LLC · SAN LUIS OBISPO, CA
MML INVESTORS SERVICES, LLC · SAN LUIS OBISPO, CA

More in San Luis Obispo, CA

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