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Current Employers
Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2025-01-22
FL RA APPROVED 2022-06-15
NM RA APPROVED 2019-02-14
MS RA APPROVED 2006-10-27
TX RA APPROVED_RES 2005-07-07
LA RA APPROVED 2003-07-10
  • WA RA
    APPROVED
    Since 2025-01-22
  • FL RA
    APPROVED
    Since 2022-06-15
  • NM RA
    APPROVED
    Since 2019-02-14
  • MS RA
    APPROVED
    Since 2006-10-27
  • TX RA
    APPROVED_RES
    Since 2005-07-07
  • LA RA
    APPROVED
    Since 2003-07-10

Branch Locations

8545 United Plaza Boulevard Suite 220, Baton Rouge, LA 70809 • United States

8545 United Plaza Boulevard Suite 220, Baton Rouge, LA 70809 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors Metarie LA 06/2002 Present
Agia Houston TX 12/2022 Present
  • 06/2002 → Present
    Valic Financial Advisors
    Metarie, LA
  • 12/2022 → Present
    Agia
    Houston, TX
Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products RENTAL PROPERTY PARKLAND POSITION: Owner NATURE: I inherited my mothers house and want to rent it out. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2024 ADDRESS: 8490 S. Parkland Dr., Baton Rouge LA 70806, United States DESCRIPTION: When there are maintenance issues, I have to call the maintenance guy.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-20
S63 Uniform Securities Agent State Law Examination 1998-07-08
  • S66 Uniform Combined State Law Examination
    2021-12-20
  • S63 Uniform Securities Agent State Law Examination
    1998-07-08
Other Names
  • David Mills

View on SEC IAPD

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