Felton Thomas Mosley

Employer firm

Mosley Wealth Management, Inc. CRD 318592

$279M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1995 → Present
  Mosley Insurance And Financial Services, Inc.
  Placentia, CA
• 04/2015 → 09/2016
  Precision Capital Management
  Coppell, CA
• 04/2016 → Present
  Ae Wealth Management, Llc
  Anaheim, CA
• 02/2022 → Present
  Mosley Wealth Management, Inc.
  Anaheim, CA

Previous Registrations

• 2016-04-22 → 2022-08-02
  Ae Wealth Management, Llc
  Anaheim, CA
  Chino, CA
• 2015-04-09 → 2016-09-09
  Vann Equity Management Llc
  Anaheim, CA
• 2013-03-26 → 2015-04-07
  Horter Investment Management, Llc
  Placentia, CA
  Anaheim, CA
  Cincinnati, OH

Other Businesses

1. Mosley Insurance and Financial Services Inc.; not investment related; 2401 E. Katella Ave., Ste 270, Anaheim, CA; Owner and Insurance agent; 06/1995 - Present; Approximately 160 hours a month devoted, with approximately 100 hours during securities trading hours; Life insurance and annuity sales. Not investment related. 2. AE Wealth Management, LLC; 2401 E. Katella Ave., Ste 270, Anaheim, CA; Investment-Related; Investment Adviser Representative; 04/2016 - present; 40-50 hrs devoted per month, all during regular securities trading hours; I provide investment management/advice and financial planning services. 3. Mt. San Antonio College; 09/2015 - Present; 1100 N Grand Ave., Walnut, CA 91789; Non investment-related; Instructor; Less than 10 hours per month, all classes are taught at night or on weekends so no time devoted during trading hours; I teach a financial planning class through the community education division of the school 2-4 times per year. 4.Mr. Mosley is also associated with Mosley Legacy Planning, LLC, an affiliate of Mosley Wealth Management, Inc. This is a referral partner for the purpose of referring clients to third-party estate planning service providers, including Wealth.com for wills, trusts, and other estate planning solutions.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-03-21
• S63 Uniform Securities Agent State Law Examination
  1995-06-13

Other Names

• Tom Mosley