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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-24 |
| TN | RA | APPROVED | 2017-03-25 |
Branch Locations
949 Shady Grove Rd S Ste 300, Memphis, TN 38120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The New England | Memphis | TN | 03/1995 | Present |
| New England Securities | Memphis | TN | 05/1995 | Present |
| Metlife Securities Inc. | Memphis | TN | 01/2015 | Present |
| Mml Investors Services, Llc | Memphis | TN | 03/2017 | Present |
1.) Name: William Sanders Inv rel: Y Addr: 949 South Shady Grove Rd Ste 300 Memphis TN 38120 Nature: Outside Insurance Position: Agent Start date: 03/15/1995 No. HR/MO: 3 No. HR/MO during sec trading: 3 Describe duties: non variable insurance 2.) Name: Wilsford Homeowners Association, Inv rel: Y, Addr: 3400 Players Club Parkway, Suite 100 Memphis, TN 38125 Nature: Board Services, Position: Treasurer, Start date: 06/14/2024, NO. HR/MO:4, NO. HR/MO DURING SEC TRADING:0, DUTIES: Look over monthly financials, suggest strategy on budgeting; helping with yearly budget.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-08-09 |
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