Donald Hugo Ramirez

Current Employers

Peak Wealth Advisors, Inc.

1493 Higuera Street, San Luis Obispo, CA 93401 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2009-04-28

CA RA
APPROVED

Since 2009-04-28

Branch Locations

1493 Higuera Street, San Luis Obispo, CA 93401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Peak Wealth Advisors, Inc.	San Luis Obispo	CA	04/2009	Present

04/2009 → Present

Peak Wealth Advisors, Inc.

San Luis Obispo, CA

Previous Registrations

1997-07-08 → 2009-04-29

Merrill Lynch, Pierce, Fenner & Smith Incorporated

San Luis Obispo, CA

San Luis Obispo, CA

Other Businesses

1. 04/24/2009 - SOLE PROPRIETORSHIP/SOFTWARE RESELLER OF PROFESSIONAL TAX SOFTWARE/10% OF TIME/SAN LUIS OBISPO, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-08-17
S63	Uniform Securities Agent State Law Examination	1995-07-21

S65 Uniform Investment Adviser Law Examination

1995-08-17
S63 Uniform Securities Agent State Law Examination

1995-07-21

Designations

Other Names

Donald Ramirez

View on SEC IAPD

Current Employers

Peak Wealth Advisors, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Designations

Other Names

Other Firms

Other Investors

Other Offices

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