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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
NC RA APPROVED 2015-05-27
LA RA APPROVED 2015-05-18
TX RA APPROVED_RES 2015-05-14
OH RA APPROVED 2015-05-13
NJ RA APPROVED 2011-09-16
  • NY RA
    APPROVED
    Since 2021-05-03
  • NC RA
    APPROVED
    Since 2015-05-27
  • LA RA
    APPROVED
    Since 2015-05-18
  • TX RA
    APPROVED_RES
    Since 2015-05-14
  • OH RA
    APPROVED
    Since 2015-05-13
  • NJ RA
    APPROVED
    Since 2011-09-16

Branch Locations

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 09/2011 Present
J.P Morgan Chase Bank New York NY 09/2011 01/2019
Crescent Spring, Inc Brooklyn NY 09/2013 Present
Jpmorgan Chase Bank, N.A. New York NY 02/2019 Present
  • 09/2011 → Present
    New York, NY
  • 09/2011 → 01/2019
    J.P Morgan Chase Bank
    New York, NY
  • 09/2013 → Present
    Crescent Spring, Inc
    Brooklyn, NY
  • 02/2019 → Present
    Jpmorgan Chase Bank, N.A.
    New York, NY
Previous Registrations
  • 2009-06-15 → 2011-09-30
    Barclays Capital Inc.
    New York, NY
Other Businesses

Entity Name: Crescent Spring, Inc. Investment related: No Address: Brooklyn, NY Nature of the other business: Initially registered in anticipation of a personal service corporation.. The business did not materialize. Position/Title/Relationship: Sole Proprietor Start Date: 29-Sep-2013 Approximate # of hours a month: None Approximate # of hours during securities trading hours: None; No time will be spent on this during the year. Briefly describe your duties: Sole proprietor Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-13
  • S66 Uniform Combined State Law Examination
    2009-06-13
Other Names
  • Shun Qiang Li

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