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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2023-09-11 |
| TX | RA | APPROVED_RES | 2023-09-08 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Columbia | SC | 05/1995 | 09/2023 |
| Bank Of America, N.A. | Columbia | SC | 12/2009 | 09/2023 |
| Ubs Financial Services Inc. | Greenville | SC | 09/2023 | Present |
I*33459 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CONTENTIAL PROPERTIES INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1224 SUMTER ST, COLUMBIA, SC, SOUTH CAROLINA 29201 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 1/1/2005 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: INVESTOR NONE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-08-29 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-18 |
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