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Sandra Patricia Anderson

Morgan Stanley

Coral Springs, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-11
TX RA APPROVED_RES 2023-09-08
  • FL RA
    APPROVED
    Since 2023-09-11
  • TX RA
    APPROVED_RES
    Since 2023-09-08

Branch Locations

2825 N. University Drive Suite 400, Coral Springs, FL 33065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Boca Raton FL 09/2013 09/2023
Morgan Stanley Smith Barney Llc Coral Springs FL 09/2023 Present
Previous Registrations
  • 2013-09-13 → 2023-09-19
    Ubs Financial Services Inc.
    Boca Raton, FL
  • 2009-06-01 → 2013-09-16
    Morgan Stanley
    Coral Springs, FL
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Coral Springs, FL
    Boca Raton, FL
  • 1995-06-09 → 2007-04-02
    Morgan Stanley Dw Inc.
    Boca Raton, FL
    Coral Springs, FL
    Coral Springs, FL
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-03-19
  • S63 Uniform Securities Agent State Law Examination
    2010-03-19
Other Names
  • Sandra Patricia Sarmiento

View on SEC IAPD

Other Firms

CHARLES SCHWAB & CO., INC.
PROSPERITUS WEALTH ADVISORS
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STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CETERA INVESTMENT ADVISERS LLC
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

BRIAN ARTHUR RUBINO
DAVID G KUFFNER
RORY MICHELLE DOYLE
MICHAEL DAVID FROHMAN
BARBARA ANN MIKULSKI
PAUL DAVID SJOGREN
BLAKE M HALLOCK
TERESA MILDRED MCARDLE

Other Offices

CHARLES SCHWAB & CO., INC. · Coral Springs, FL
PROSPERITUS WEALTH ADVISORS · CORAL SPRINGS, FL
KOVACK ADVISORS, INC. · Coral Springs, FL
STATE FARM INVESTMENT MANAGEMENT CORP. · Coral Springs, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Coral Springs, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL SPRINGS, FL
CETERA INVESTMENT ADVISERS LLC · CORAL SPRINGS, FL
WELLS FARGO CLEARING SERVICES, LLC · CORAL SPRINGS, FL

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