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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-12-09 |
| TX | RA | APPROVED_RES | 2000-01-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Baton Rouge | LA | 04/1998 | Present |
| Bank Of America, N.A. | Baton Rouge | LA | 01/2012 | Present |
I*81046 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: RESRENTAL PROPERTY 2 (JOY'S) INVESTMENT RELATED: Y ADDRESS OF BUSINESS: BATON ROUGE, LOUISIANA 70810 NATURE OF BUSINESS: OTHER, FLOW THROUGH SCHEDULE E 1040 COMPENSATION FOR ACTIVITY: Y POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 5/31/2014 NUMBER OF HOURS DEVOTED: 5 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: FORMERLY OWNED RESIDENCE TURNED RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1998-10-14 |
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