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Tammy Lee Macarthur

LPl Financial LLC

Tustin, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-06-08
CA RA APPROVED 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2026-06-08
  • CA RA
    APPROVED
    Since 2021-07-21

Branch Locations

14772 Plaza Dr Ste 201, Tustin, CA 92780-2798 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Various Insurance Carriers For W&R Insurance Agencies Irvine CA 02/2016 Present
Waddell & Reed Inc Tustin CA 02/2016 Present
Darci Kelly Costa Mesa CA 02/2016 11/2019
Darci Kelley Costa Mesa CA 11/2019 Present
Lpl Financial Llc Tustin CA 07/2021 Present
  • 02/2016 → Present
    Various Insurance Carriers For W&R Insurance Agencies
    Irvine, CA
  • 02/2016 → Present
    Waddell & Reed Inc
    Tustin, CA
  • 02/2016 → 11/2019
    Darci Kelly
    Costa Mesa, CA
  • 11/2019 → Present
    Darci Kelley
    Costa Mesa, CA
  • 07/2021 → Present
    Lpl Financial Llc
    Tustin, CA
Previous Registrations
  • 2020-12-01 → 2021-07-21
    Waddell & Reed
    Tustin, CA
    Las Vegas, NV
Other Businesses

1)7/22/2021- KELLEY FAMILY FINANCIAL- DBA for LPL Business (entity for LPL business)- inv. related- TUSTIN, CA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-11-20
  • S66 Uniform Combined State Law Examination
    2020-11-20

View on SEC IAPD

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Other Investors

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TU ANH TRAN
CHRISTOPHER KEYS
BHOOPINDER SINGH KOHLI
ANDREW ALAN HOLDEN
GILBERT LANCE TALBERT
STEPHEN CHRISTOPHER CLIFFORD
JOHN ERIC SEEL

Other Offices

RMR CAPITAL MANAGEMENT LLC · TUSTIN, CA
CROSSPOINT FINANCIAL, LLC · TUSTIN, CA
EQUITABLE ADVISORS, LLC · TUSTIN, CA
KFICO, LLC REGISTERED INVESTMENT ADVISOR · TUSTIN, CA
CAPITAL SYNERGY PARTNERS · IRVINE, CA
LPL FINANCIAL LLC · IRVINE, CA
PARK AVENUE SECURITIES LLC · IRVINE, CA
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · Irvine, CA

More in Tustin, CA

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