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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-01-15 |
| SC | RA | APPROVED | 2002-06-15 |
Branch Locations
1305 Sam Rittenberg Blvd, Charleston, SC 29407 • United States
828 Orleans Rd, Charleston, SC 29407 • United States
320 Broad St 4Th Fl [Rbo], Charleston, SC 29401 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Charleston | SC | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charleston | SC | 11/2016 | Present |
RENTAL PROPERTY - ROBERT; INV RELATED; CHARLESTON,SC; RENTAL;100% OWNERSHIP; START DATE: 12/22/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | REMARKING LLC ; INV RELATED; CHARLESTON,SC; INVESTMENT RENTAL PROPERTY;100% OWNERSHIP; START DATE: 12/22/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; | TRUSTEE FOR PARENTS ; INV RELATED;CHARLESTON,SC; TRUSTEE/CO-TRUSTEE; START DATE: 01/20/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-08-16 |
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