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John Milton Gould

Gould Capital, LLC

Tacoma, WA

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Current Employers
Gould Capital, Llc

2323 N 31St Street Ste 100, Tacoma, WA 98403 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2019-04-16
  • WA RA
    APPROVED
    Since 2019-04-16

Branch Locations

2323 N 31St Street Ste 100, Tacoma, WA 98403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network Llc Tacoma WA 04/2011 04/2019
Gould Capital, Llc Tacoma WA 04/2019 Present
Previous Registrations
Other Businesses

1. CO-TRUSTEE FOR GOULD CAPITAL, LLC 401K; INV RELATED; TACOMA, WA; FOR 4 EMPLOYEES; START: 4/10/12; 0 HR/MO; 0 DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-10
S63 Uniform Securities Agent State Law Examination 1995-12-19
  • S65 Uniform Investment Adviser Law Examination
    1997-02-10
  • S63 Uniform Securities Agent State Law Examination
    1995-12-19
Other Names
  • John M (Iii) Gould

View on SEC IAPD

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