Best Investors Account Sign in

Dori Lynn Stegmann

Morgan Stanley

Clayton, MO

Houston, TX

Arnold, MO

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-09-18
TX RA APPROVED_RES 2020-02-20
MO RA APPROVED 2013-03-01
  • IL RA
    APPROVED
    Since 2025-09-18
  • TX RA
    APPROVED_RES
    Since 2020-02-20
  • MO RA
    APPROVED
    Since 2013-03-01

Branch Locations

7733 Forsyth Boulevard Suite 2100, Clayton, MO 63105 • United States

845 Texas Avenue, Houston, TX 77002 • United States

Arnold, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Clayton MO 02/2013 Present
Morgan Stanley Smith Barney Llc Arnold MO 04/2023 Present
  • 02/2013 → Present
    Morgan Stanley Smith Barney Llc
    Clayton, MO
  • 04/2023 → Present
    Morgan Stanley Smith Barney Llc
    Arnold, MO
Previous Registrations
  • 2010-09-30 → 2011-09-26
    Morgan Stanley
    Destin, FL
  • 2009-06-01 → 2010-01-05
    Morgan Stanley
    St. Louis, MO
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    St. Louis, MO
    Destin, FL
  • 2006-11-08 → 2007-04-02
    Morgan Stanley Dw Inc.
    Pensacola, FL
    Destin, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-06
  • S66 Uniform Combined State Law Examination
    2006-11-06
Other Names
  • Dori Lynn Sowards
  • Dori Stegmann

View on SEC IAPD

Other Firms

SINNET CAPITAL MANAGEMENT, LLC
PARKSIDE ADVISORS LLC
LPL ENTERPRISE, LLC
SIXTHIRTY VENTURES
STIFEL, NICOLAUS & COMPANY, INCORPORATED
FOCUS PARTNERS WEALTH, LLC
BENJAMIN F. EDWARDS WEALTH MANAGEMENT, LLC
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED

Other Investors

TIMOTHY PAUL HASARA
MARGARET MARY FRIEDHOFF
Tyler Allen Bubolz
Taylor Ann Willhalm
DAVID STUART WEISS
PATRICK CRAWLEY
CHET STEVEN EISENMAYER
Matthew Douglas Schulte

Other Offices

SINNET CAPITAL MANAGEMENT, LLC · CLAYTON, MO
PARKSIDE ADVISORS LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · ST. LOUIS, MO
SIXTHIRTY VENTURES · CLAYTON, MO
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CLAYTON, MO
FOCUS PARTNERS WEALTH, LLC · ST. LOUIS, MO
FOCUS PARTNERS WEALTH, LLC · CLAYTON, MO

More in Clayton, MO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor