Glenn Tremaine Grosh

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2008 → 11/2017
  National Planning Corporation
  Colorado Springs, CO
• 11/2017 → Present
  Lpl Financial Llc
  Colorado Springs, CO

Previous Registrations

• 2008-12-03 → 2017-11-29
  National Planning Corporation
  Colorado Springs, CO
  Los Angeles, CA
• 2005-10-31 → 2008-12-04
  Osaic Services, Inc.
  Colorado Springs, CO
  Phoenix, AZ
• 2000-02-01 → 2005-10-31
  Sunamerica Securities, Inc.
  Colorado Springs, CO

Other Businesses

1.10/20/2017; Grosh Financial Services; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 12/23/2008; 15hrs/mth; hrs during trading 2.10/20/2017; GROSH FINANCIAL SERVICES; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 12/23/2008; 15hrs/mth; hrs during trading 3.11/15/2021; Grosh Financial Inc.; Real Estate Rental; Investment Related; Colorado Springs,CO; Start Date 05/01/2020; 1hrs/mth; 1hrs during trading 4.08/14/2026; glenngroshmusic.com; Other - Digital Music Downloads; Not Investment Related; Colorado Springs,CO; Start Date 12/19/2018; 10hrs/mth; 0hrs during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-09
• S63 Uniform Securities Agent State Law Examination
  1996-01-29

Designations

• Certified Financial Planner