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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-25 |
| CO | RA | APPROVED | 2017-11-29 |
Branch Locations
5225 N. Academy Blvd, Ste 202, Colorado Springs, CO 80918 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Colorado Springs | CO | 12/2008 | 11/2017 |
| Lpl Financial Llc | Colorado Springs | CO | 11/2017 | Present |
1.10/20/2017; Grosh Financial Services; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 12/23/2008; 15hrs/mth; hrs during trading 2.10/20/2017; GROSH FINANCIAL SERVICES; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 12/23/2008; 15hrs/mth; hrs during trading 3.11/15/2021; Grosh Financial Inc.; Real Estate Rental; Investment Related; Colorado Springs,CO; Start Date 05/01/2020; 1hrs/mth; 1hrs during trading 4.08/14/2026; glenngroshmusic.com; Other - Digital Music Downloads; Not Investment Related; Colorado Springs,CO; Start Date 12/19/2018; 10hrs/mth; 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1996-01-29 |
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