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Hal William Johnson

Stifel, Nicolaus & Company, Incorporated

Nashville, TN

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-06-02
TN RA APPROVED 2006-08-14
AL RA APPROVED 2006-08-07
  • TX RA
    APPROVED
    Since 2020-06-02
  • TN RA
    APPROVED
    Since 2006-08-14
  • AL RA
    APPROVED
    Since 2006-08-07

Branch Locations

3102 West End Avenue Suite 700, Nashville, TN 37203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co., Inc. Nashville TN 08/2006 Present
  • 08/2006 → Present
    Stifel Nicolaus & Co., Inc.
    Nashville, TN
Previous Registrations
  • 2003-07-10 → 2006-08-10
    Amsouth Investment Management Company Llc
    Birmingham, AL
  • 2003-02-11 → 2003-08-18
    Amsouth Investment Services, Inc.
    Nashville, TN
    Nashville, TN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-05-09
S63 Uniform Securities Agent State Law Examination 1995-06-19
  • S66 Uniform Combined State Law Examination
    2000-05-09
  • S63 Uniform Securities Agent State Law Examination
    1995-06-19
Designations
Other Names
  • Will Johnson

View on SEC IAPD

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