Duane Everett Stevens

Current Employers

Employment History

• 05/1995 → 11/2017
  Securian Financial Services
  St. Paul, MN
• 05/1995 → 11/2017
  Minnesota Life
  St. Paul, MN
• 04/1999 → Present
  Gcg Financial, Inc.
  Westmont, IL
• 11/2017 → 08/2024
  Triad Advisors, Inc.
  Norcross, GA
• 11/2017 → Present
  Alera Investment Advisors, Llc
  Downers Grove, IL
• 08/2024 → Present
  Osaic Wealth, Inc.
  Downers Grove, IL

Previous Registrations

• 2001-05-11 → 2017-11-02
  Securian Financial Services, Inc.
  Downers Grove, IL
  Oakbrook, IL

Other Businesses

1) GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;fixed business;broker;5/1995;varies;varies;provide fixed business products to clients-ltc,property casualty insurance,disability insurance,group benefits 2)GCG Financial;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;dba;40 hrs/month;6.5 hrs during trading;dba 3)Alera Group;investment related;Three Parkway North,Suite 500,Deerfield,IL 60015;corporation and parent company for the Alera affiliates;advisor;4/1/2009;160 hrs/month;6.5 hrs during trading;financial professional for Alera Group,which operates under dba names Alera Group Wealth Services and Alera Group Retirement Plan Services 4) ALERA INVESTMENT ADVISORS, LLC POSITION: Senior Vice President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: Three Parkway North, Suite 500, Deerfield IL 60015, United States DESCRIPTION: Representative of RIA 5) FIXED INSURANCE POSITION: Senior Vice President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: Three Parkway North, Suite 500, Deerfield IL 60015, United States DESCRIPTION: Fixed Insurance Agent 6) ALERA GROUP POSITION: Senior Vice President NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/01/2017 ADDRESS: Three Parkway North, Suite 200, Deerfield IL 60015, United States DESCRIPTION: W-2 Employee

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-10-30
• S63 Uniform Securities Agent State Law Examination
  1995-07-14

Designations