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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2013-03-11
  • CA RA
    APPROVED
    Since 2013-03-11

Branch Locations

3020 Old Ranch Pkwy Stes 190, 150 & 140, Seal Beach, CA 90740 • United States

111 W Ocean Blvd Ste 100, Long Beach, CA 90802 • United States

Long Beach, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Investments, Llc Long Beach CA 05/2001 Present
  • 05/2001 → Present
    Wells Fargo Investments, Llc
    Long Beach, CA
Previous Registrations
  • 2001-10-12 → 2010-01-05
    Wells Fargo Investments, Llc
    Long Beach, CA
    Long Beach, CA
Other Businesses

MICHELSEN MOTORS, NOT INV RELATED, LONG BEACH, CA, 100% OWNERSHIP, START 10/26/24, 8 HRS PER MONTH, 0 HRS DURING TRADING, WHOLESALE VEHICLE DEALER LICENSE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-08
S65 Uniform Investment Adviser Law Examination 2001-09-18
S63 Uniform Securities Agent State Law Examination 1995-08-02
  • S66 Uniform Combined State Law Examination
    2013-03-08
  • S65 Uniform Investment Adviser Law Examination
    2001-09-18
  • S63 Uniform Securities Agent State Law Examination
    1995-08-02
Other Names
  • Kenneth N Michelsen

View on SEC IAPD

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